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Deep Foundation Load and Restraint Identification




Applied loads may be separated into vertical and horizontal components that can be evaluated by soil-structure interaction analyses. Deep foundations must be designed and constructed to resist both applied vertical and lateral loads. The applied vertical load Q is supported by soil-shaft side friction Qs and base resistance Qb . The applied lateral load T is carried by the adjacent lateral soil and structural resistance of the pile or drilled shaft in bending.

The applied loads should be sufficiently less than the ultimate bearing capacity to avoid excessive vertical and lateral displacements of the pile or drilled shaft. Displacements should be limited to 1 inch or less.

Factors of safety applied to the ultimate bearing capacity to obtain allowable loads are often 2 to 4. FS applied to estimations of the ultimate bearing capacity from static load test results should be 2.0. Otherwise, FS should be at least 3.0 for deep foundations in both clay and sand. FS should be 4 for deep foundations in multi-layer clay soils and clay with undrained shear strength Cu >6 ksf.

Development of soil-shaft side friction resisting vertical loads leads to relative movements between the soil and shaft. The maximum side friction is often developed after relative small displacements less than 0.5 inch. Side friction is limited by the adhesion between the shaft and the soil or else the shear strength of the adjacent soil, whichever is smaller.

Side friction often contributes the most bearing capacity in practical situations unless the base is bearing on stiff shale or rock that is much stiffer and stronger than the overlying soil.

Side friction is hard to accurately estimate, especially for foundations constructed in augered or partially jetted holes or foundations in stiff, fissured clays.

Failure in end bearing normally consists of a punching shear at the tip. Applied vertical compressive loads may also lead to several inches of compression prior to a complete plunging failure. The full soil shear strength may not be mobilized beneath the pile tip and a well-defined failure load may not be observed when compression is significant.


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